The National People’s Congress,
China’s highest organ of state power, has the authority to enact
and amend any regulating documents of law within China’s national
sovereignty.
The NPC makes state law, which
is a primary part of the country’s top-level legislation. NPC law
making is supreme, fundamental, and systematic as well as
independent in China’s legislative system.
Legislative Powers of the NPC
The Constitution and Law on
Legislation enshrines the NPC with authority to:
l
Enact and amend the Constitution;
l
Enact laws;
l
Supervise national legislative operations; and,
l
Exercise its power in other legislative efforts.
Its constitutional enacting and
amending power represents its supreme authority as the top
legislature. The other three powers are also supreme in nature. The
NPC passes basic state laws. It delegates subordinating legislature
to make laws. And it supervises legislative activities of its
Standing Committee and of all other legislatures in the
country.
Theoretically, the NPC’s
constitutional responsibilities involve:
l
Enacting the constitution;
l
Amending the constitution;
l
Interpreting the constitution; and,
l
Annulling the constitution.
But the Constitution enacted in
1954 and the 1975 amendment provided the NPC with power only to
amend it. The 1978 and 1982 amendments, however, empowered the NPC
Standing Committee to interpret the Constitution. It is because
power comes with tasks. None of China’s constitutional versions
mention enacting or annulling powers, for enacting and annulling of
the Constitution is considered unnecessary since the People’s
Republic adopted it in 1954.
In practice, the NPC functions
in the following aspects in constitutionalism:
1) The NPC created a new
Constitution, the basic law, for the people, society and the state
of the People’s Republic of China. The Constitution enacted in 1954
was formulated on the basis of theories, principles, guidelines,
and requirements, instead of making amendments to an original
existing one.
2) The NPC made major or
full-scale amendments to the Constitution in 1975, 1987 and 1982,
respectively.
3) The NPC has also made minor
amendments to the Constitution or to the specific clauses of
it.
In 1982, the NPC diverted some
its state legislative powers to its Standing Committee, as provided
by the Constitution. Since then, state laws have been segmented
into two parts--the basic and the miscellaneous. The powers to
enact them have been given to the NPC and its Standing Committee,
correspondently. The Law on Legislation later confirmed the split
of powers.
According to the Constitution
and the Law on Legislation, the NPC has the authority to supervise
legislative activities of other legislatures. It means:
1) The NPC has the right to
modify or abrogate any inappropriate resolutions of its Standing
Committee, including the documents of law the latter passes (e.g.
The NPC Standing Committee’s Resolution on a Crack Down on the
Crimes that Seriously Damage the National Economy).
2) The NPC is entitled to
oversee the enforcement of the Constitution, including to nullify
any unconstitutional legislation.
Article 88 of the Law on
Legislation endows the NPC with these authorities:
1) To amend or abrogate any
laws enacted by its Standing Committee.
2) To nullify any autonomous
statutes and specific regulations ratified by its Standing
Committee which cause an overstepping of legislative power.
In addition, the Constitution
and Law on Legislation define that:
The NPC Standing Committee is
empowered to draw up miscellaneous laws, but it has to be clear of
the NPC’s legislative power. It can supplement and amend laws
enacted by the NPC, but only when it is necessary between the NPC
sessions. And the supplements and amendments of the Standing
Committee should not contravene the basic principles of the
original.
The State Council should draft
administrative acts in line with the Constitution and basic
laws.
Procedures of State Council
departments should be based on relevant laws and administrative
acts.
Local rules and regulations
should not contravene the Constitution, basic laws and
administrative acts.
These provisions have
established and secured the NPC’s kernel and supreme status in the
national legislative framework. It has power to inspect on any
legislation in the country to make sure it is constitutionally good
and conform to the enforcement of the Constitution.
Apart from these, the
Constitution (Clause 15 of Article 62) stipulates the NPC exercises
“other related legislative powers granted to the supreme organ of
state authority”. The most significant, however, is the power to
delegate other legislatures to draw up documents of law.
The Law on Legislation also
describes this responsibility of the NPC. According to Article 9,
the NPC and its Standing Committee may delegate power to the State
Council to make necessary administrative acts. Exceptions are
legislation regarding compulsory measures, penalties and judicial
institutions (e.g. crimes, punishments, deprivation of citizens’
political rights and restrictions of people’s rights of freedom).
The law also grants the right to the NPC to delegate its powers to
local people’s congresses and their standing committees of special
economic zones in making specific statutes.
Legislative Procedures of the NPC
1. Introduction of Bills
All the NPC Presidium, NPC
Standing Committee, State Council, Central Military Commission,
Supreme People’s Court, Supreme People’s Procuratorate and the NPC
special committees, as well as deputations or a group of more than
30 deputies, are entitled to sponsor legislation to the NPC.
The NPC Standing Committee, the
special committees and the State Council recommended most of the
bills the NPC considered in the past. The NPC Standing Committee is
the permanent organ exercising the supreme state power between the
NPC sessions. The special committees are standing offices of the
NPC working in specific areas. The State Council, however, is the
Central Government and the highest executive body of China. They
are major legislatures at state level. The State Council sponsored
over 70 percent of the bills passed by the NPC in the past two
decades.
The NPC Presidium and the
deputations do not exist after an annual session winds up. So there
are very few chances for the Presidium or deputations to introduce
a matured bill as required.
Deputies’ bills have to be
proposed jointly by 30 NPC deputies or more. It is due to the fact
that the number of deputies is large, while the sessions are too
short to deal with so many bills. Also, there is no full-time
position for NPC deputies. As individuals, most of the deputies
feel it hard to get adequate information and legal knowledge,
especially the proficiency required in drafting bills
independently. In fact, deputies have sponsored very few bills so
far.
Bills are introduced in the NPC
in two ways:
A very small number of bills
are introduced indirectly during the sessions.
Most of them are submitted to
the NPC Standing Committee between the NPC sessions, and then
introduced in the sessions after the Committee’s consideration.
The bills introduced into the
NPC are supposed to have two parts--the principal and the appendix.
The principal texts normally include a legislative motion, an
explanation to the reason for legislation, legal foundation and
configuration of the legislation. The appendix, however, consists
of the drafted law, notes to it and other essential
information.
Bills are introduced into the
NPC in three ways:
1) Those sponsored by the NPC
Presidium will get to the agenda automatically.
2) Those sponsored by the NPC
Standing Committee, State Council, Central Military Commission,
Supreme People’s Court, Supreme People’s Procuratorate, or the NPC
special committees are introduced through the Presidium.
3) Those sponsored by
deputations and grouped deputies see much less chances for the
NPC’s consideration.
2. Deliberation of Bills
There are two types of
examination of bills:
1) Preparatory
deliberations are made before bills are introduced in the NPC.
The aim of such considerations is to judge whether they should
appear on the NPC agenda. Necessary improvements may be made to the
bill to be examined.
2) Formal deliberations
are conducted on the bills on the agenda. The purpose of this type
of examination is to decide whether it should be passed as a
law.
Procedures for preparatory
deliberations vary depending on who is the sponsor:
1) A bill proposed by the NPC
Presidium goes to the NPC agenda automatically. No pre-examination
is involved.
2) Bills sponsored by the NPC
Standing Committee, State Council, Central Military Commission,
Supreme People’s Court, Supreme People’s Procuratorate and the NPC
special committees need to be pre-examined by the Presidium before
they are read at the NPC session. Practically, all of them would be
introduced in the NPC.
3) It is the bills sponsored by
deputations and group deputies that really have to go through
preparatory deliberations. If a bill is subject to the Presidium’s
decision, it is to be viewed by the Presidium. If the Presidium
seeks advice from the special committees on whether a bill should
be introduced in the NPC, the special committees would pre-examine
it.
The bills on the NPC agenda
receive formal deliberations. According to provisions of the Law on
Legislation and other relevant laws, a formal deliberation begins
with an introduction to the bill at a NPC plenary session.
The sponsor is responsible to
give an introduction to the proposed bill during a session.
Either the NPC Standing
Committee or the sponsor should explain the bill introduced through
the Standing Committee to the full session of the NPC.
If the Standing Committee
itself proposes a bill, the Standing Committee should give the
introduction.
Upon being introduced, the bill
is to receive examination by the deputations, relevant special
committees, the Legislative Work Committee, meeting of deputation
leaders and deputies concerned, respectively.
Deputations’ consideration of
bills submitted to the Standing Committee is the basic form of
deliberation. The sponsor’s representatives are expected to be
present at the deputation meetings, to listen to their opinions and
respond to inquiries about the bill. It is intended to let
examiners and sponsors communicate directly. At request of
deputations, the bill drafters, legal research institutions, law
schools, as well as government and non-government organizations as
interested parties, should provide information about the bill.
Examination by relevant special
committees is a specialized verification. Entitled to either
propose or examine bills, the special committees view bills by
doing the following things:
1) To view bills in the fields
they are specialized in (e.g. The Financial and Economic Committee
would examine bills on financial and economic matters);
2) To discuss a bill with the
sponsor;
3) To discuss a bill with
relevant deputies and specialists;
4) To report the result of
their examination back to the Presidium, print it out and
distribute it at the NPC session; and
5) To advise the Legislative
Work Committee regarding the legislation.
Very often, the Legislative
Work Committee is responsible for examining all the bills submitted
to the NPC and its Standing Committee unitarily. Such deliberations
follow the following procedures:
1) The Legislative Work
Committee views bills unitarily on the basis of the result of
deputation and special committee examinations.
2) A report on the
deliberation, along with a revised draft, then goes back to the
Presidium. The report is expected to include a description of major
controversies, an assessment on the maturity and feasibility of the
legislation, and an explanation to the amendments if there is
any.
3) The report and the revised
draft, after viewed by the Presidium, will be printed and
distributed for another round of deputations’ consideration. The
Legislative Work Committee would revise the draft again according
to the deputations’ suggestions. The output is then submitted by
the Presidium to a plenary vote. It would be passed to become a law
if the majority goes for it.
When felt necessary, the chair
of the Presidium may call a meeting of deputation leaders to debate
on any major controversies that crop up. The views and differences
are reported to the Presidium. The chair may also hold debates on
key issues for the deputies selected by
deputations. Discussions and views will be feed back to the
Presidium as well.
Provided the sponsors ask to
withdraw the bill they have proposed, this can happen before it is
subject to vote. Reasons for retraction should be given to the
Presidium. Upon the Presidium’s report to the NPC session, the
deliberation on the bill will be terminated.
3. Passage and Promulgation of
Laws
A revised draft law, after
being considered by all the deputations, should be amended by the
Legislative Work Committee again based on the deputations’
opinions. The resulting new draft will be submitted through the
Presidium to a full session for voting. It becomes a law when the
majority votes for it.
The passed law will be signed
and proclaimed by decree by the President of the People’s
Republic.
Outlined above is the
legislative mechanism and procedures of the NPC. Bills drawn up by
a drafting committee set up by the NPC, however, may go through
different procedures before they are voted on.
Legislation of the NPC Standing
Committee
The NPC Standing Committee is
the permanent office of the NPC. Legislation of the Standing
Committee, therefore, means it enacts and amends documents of law
within state sovereignty.
Law making efforts of both the
NPC and its Standing Committee are of China’s state legislation. It
plays a leading part in national legislation. Due to the enormous
population and complication of life in a vast land, the legislative
task for the NPC Standing Committee is heavily loaded and
continuous. The endeavors are comprehensive and independent. The
following facts may serve as a note to the nature of the
legislative work of the Standing Committee:
1) Legislation of the NPC
Standing Committee is of the highest level next to that of the
National People’s Congress. As the permanent office of the NPC, the
Standing Committee also exercises the state legislative powers.
Laws made by the Standing Committee outrank all those by any other
legislatures except the NPC. They are effective all across the
country, for all individuals and social groups in the country. Laws
drawn up by other bodies without being delegated either by the NPC
or its Standing Committee should stay in line with laws enacted by
the NPC Standing Committee.
2) Legislative work of the NPC
Standing Committee is all-encompassing, heavily loaded and
never-ending. Its nature can been illustrated by these facts:
a) In addition to enacting and
amending laws, the NPC Standing Committee is also responsible for
interpreting the Constitution. When necessary, in between the NPC
sessions, it gives minor supplements and modifications to laws made
by the NPC. It interprets laws enacted by the NPC and by the
Standing Committee itself. It has power to nullify any out-of-place
administrative acts, local rules, as well as provincial autonomous
rules and specific regulations. The extensiveness of the NPC
Standing Committee’s legislative work is unique.
b) The legislative efforts of
the Standing Committee are aimed at regulating all the basic and
important areas of national, social and private life in the
country. So it is more specific and miscellaneous, as compared with
the tasks of the NPC.
c) As the permanent office of
the NPC, the Standing Committee actually shoulders more state
legislative responsibilities than the NPC.
d) With extensive legislative
responsibilities, each of the Standing Committee bimonthly sessions
has legislative matters on its agenda. State legislation is
practically its routine task.
3. The Standing Committee’s
legislative efforts are all-embracing and independent. It has
powers to amend, supplement, and nullify laws enacted by itself. It
is also empowered in proposing, deliberating and voting on a bill
and deciding on promulgation of a law. In addition, it has the
right to delegate its powers and supervise other legislatures in
law making. On the other hand, there are some restrictions on the
Standing Committee’s legislative power. It has no right to enact a
constitution or modify an existing one. It is not entitled to draw
up basic laws. Any of its supplements or amendments to laws enacted
by the NPC should not contravene principles of the original. The
NPC holds the power to cancel any inappropriate resolutions or laws
made by its Standing Committee.
The Constitution and Law on
Legislation grant the following major legislative authorities to
the NPC Standing Committee:
l
The power in enacting and amending laws;
l
The power in interpreting the Constitution and laws;
l
The power in supervising legislation; and,
l
Other legislative powers.
Legislation of the NPC Standing
Committee means an exercise of such powers within the limits of its
authority.
The Standing Committee also
exercises its legislative power delegated by the NPC. Many times
since the 1950s, the NPC has delegated its Standing Committee to
make laws. In the early 1980s, for example, it was authorized to
pass and proclaim the Civil Procedure Law. The Standing Committee
has been empowered to ratify and nullify some treaties and accords
signed with foreign countries. Such powers have been used more
frequently as China boosts its exchanges with other countries and
plays a more prominent role in international affairs.
NPC
Standing Committee’s Legislative Competence
According to Article 67 of the
Constitution, the NPC Standing Committee exercises 21 functions and
powers. Whenever the implementation of its functions and powers
needs support of law, the Standing Committee is entitled to
formulate a bill or resort to other legislative adjustments within
its power limit. The following is a list of the NPC Standing
Committee’s functions and powers:
1) To enact and amend laws, to
interpret the Constitution and laws, to supervise the enforcement
of the Constitution, and to deal with other legislative matters
such as ratifying, nullifying or filing a bill;
2) To make plans for national,
economic and social development, including state budgets;
3) To supervise the State
Council, the Central Military Commission and supreme judicial
organs;
4) To approve official
appointments or removals of the State Council, the judicial organs,
and overseas plenipotentiaries;
5) To make decisions on
ratification or abrogation of treaties and important agreements
with other countries;
6) To institute ranking systems
for the military forces and diplomatic personnel;
7) To award state medals and
titles of honor;
8) To grant special
pardons;
9) When the NPC is not in
session, to resolute on declaration of state of war and general or
partial military mobilization;
10) To impose martial law
nationwide or in a particular province, autonomous region or
municipality directly under the Central Government; and
11) To perform other functions
and powers assigned by the NPC.
According to the relevant
articles of the Constitution (Articles 2, 9, 10, 11, 13, 16, 17,
18, 19, 31, 34, 37, 39, 40, 41, 44, 50, 51, 55, 56, 59, 72, 73, 75,
77, 78, 86, 89, 91, 95, 97, 99, 102, 104, 107, 109, 111, 115, 124,
125, 126, 130 and 131), a series of laws should be enacted by the
state organs that exercise state legislative power. Some of them
should be made by the NPC, while the others by its Standing
Committee. This is a definition of the NPC Standing Committee’s
legislative power regarding legislative contents.
Legislative Procedures of the NPC Standing
Committee
1. Introduction of
Bills
The Meeting of Chairmen of the
NPC Standing Committee, State Council, Central Military Commission,
Supreme People’s Court, Supreme People’s Procuratorate, the NPC
special committees, and 10 or more Standing Committee members
jointly, are entitled to propose legislation to the NPC Standing
Committees.
Any bills proposed by these
organs, other than those by group members, would be introduced at
the Standing Committee meetings and receive deliberations. Bills
get onto the agenda via variable routes:
Legislations proposed by the
Meeting of Chairmen of the Standing Committee go to the agenda
automatically;
Those recommended by the State
Council, Central Military Commission, Supreme People’s Court,
Supreme Procuratorate, or NPC special committees, are subject to
decisions of the Meeting of Chairmen on whether they should be
introduced and examined. They may also be viewed by relevant
special committees first, which then report on the result.
Decisions on whether it will be introduced into the Standing
Committee would be made accordingly. If the chairmen’s meeting
believes the bill is immature, it may recommend an improvement by
the sponsor before it is introduced in the Standing Committee.
It is up to the Meeting of
Chairmen to decide whether a members’ legislation would be placed
on the agenda. It may also be referred to a relevant special
committee for consideration first. Whether they will be placed on
the Standing Committee’s agenda will be decided according to the
committee’s advice. Explanations should be given to the Standing
Committee or the sponsor on the reasons of any denial. During the
special committee’s pre-viewing, the sponsors may be invited in as
nonvoters and air their opinions.
Upon getting onto the Standing
Committee’s agenda, the bill should be printed and distributed
seven days ahead of the convention to examine it.
2. Deliberation of Bills
Normally a bill goes through
three steps of examination (so-called “three readings”) before it
is subject to vote. During the first reading, the sponsor is
expected to give an introduction to the bill. The Standing
Committee then discusses the legislation in groups. At the second
reading, the Legislative Work Committee gives a report on
the amendment of the draft and any remaining problems to a full
session of the Standing Committee. Further discussions are then
held in groups again. At the third reading, the Legislative Work
Committee reports on the result of second round deliberations to
the full house of the Standing Committee. In groups, the Standing
Committee will debate on new amendments. During the whole
deliberating process, multi-group meetings or full sessions may be
called to debate when big issues come up.
Given little differences found
on a bill under examination, it might be voted on after two
readings. An amended draft would be voted on after a single round
of viewing, if no controversy arises at all.
Similar to the procedures of
the NPC, a bill may be examined by group sessions, special
committees and the Legislative Work Committee, separately.
The group examination is the
basic form. All bills introduced in the Standing Committee should
go through group examinations. Sponsors’ representatives are
expected to join the group sessions to listen to their views and
answer inquiries. At request of groups, related institutions and
organizations should provide consultation on the bill under
discussion.
A consideration by special
committees concerned is seen as a specialized examination. Each
bill on the Standing Committee’s agenda has to receive such
deliberation. The special committees suggestions should be printed
and handed out at the Standing Committee session. Members from
other special committees may be invited as nonvoters and consulted
at the discussion.
When examining a bill, the
Legislative Work Committee or special committees is expected to
have a full session. Representatives of institutions and
organizations concerned may be present and consulted at the request
of the committees. Any major differences between the committees
should be reported to the Meeting of Chairmen.
The Legislative Work Committee,
relevant special committees and operations of the Standing
Committee are supposed to collect opinions extensively on the bill
being viewed. Forums, debates and hearings are held for this
purpose. The draft should also be printed and distributed among
institutions, organizations and specialists in the interest of
submitted comments. These comments are then sorted out and reported
to the Legislative Work Committee and special committees that are
involved. If necessary, they will be distributed at a full session
of the Standing Committee.
An important draft, upon
resolution of the Meeting of Chairmen, may be publicized to seek
public opinion. These opinions will be fed back to the Standing
Committee.
The result of group discussions
and views of people consulted, along with other information, should
be sorted out and printed for reference by the Legislative Work
Committee and other relevant committees. If necessary, it should
also be distributed to the Standing Committee.
If the sponsor demands to
withdraw a bill they have proposed before it is voted, explanations
should be given. The examination of the bill stops with the Meeting
of Chairmen’s assent and after reporting to the Standing
Committee.
Provided big flaws are still
seen after the three readings, the bill may not proceed for
passage. Such a decision has to be recommended by the Meeting of
Chairmen and agreed by a full session of the Standing Committee or
a joint meeting of groups. The Legislative Work Committee and other
relevant committees then conduct further studies on the bill.
The stalemate prolonging for
over two years due to big controversies over the necessity and
feasibility of the legislation may result in the bill dying. Such
is the fate of a bill shelved for two years without coming back to
the agenda. The Meeting of Chairmen should report the termination
of viewing to the Standing Committee.
3. Passage of Bills and
Publication of Laws
The amended draft, being
examined by the Standing Committee and amended by the Legislative
Work Committee, is ready for vote. The Meeting of Chairmen will
bring forward a motion to vote on the bill at a full session of the
Standing Committee. It is passed when a majority of the Standing
Committee members mark it.
The draft then becomes a law,
and promulgated by decree signed by the President of the People’s
Republic.
For a Better Legislative
Institution
For 20 years, the NPC Standing
Committee has been struggling to exercise its actual, statutory and
obligatory legislative power in a balanced way. Some of its
legislative rights, especially in interpreting the Constitution and
law, and in legislative supervision, have not been used
efficiently. Meanwhile, it has been doing certain types of ultra
vires legislations. These all need to be stemmed.
1. To give full play to its
authority
The Constitution instructs the
NPC Standing Committee to interpret the Constitution and other
laws. Meanwhile, the legislature has the power to abrogate any
inappropriate documents of law, such as administrative acts and
local rules. But these powers have hardly been used so far. In
fact, constitutional interpretation or legislative supervision has
been devoid in China’s legislation practices. The following is an
analysis of the cause and cruxes of the problems, as well as some
countermeasures to fix them:
1) Weakness in interpreting the
Constitution and laws
Time and again, the
Constitution or law needs to be explained in an enforcement effort.
The NPC Standing Committee has not been carrying out the
responsibility satisfactorily due to the following:
a) There is a lack of concrete
and specified provisions to facilitate the interpretation of the
Constitution and basic law.
b) The supreme judicial organs
have been interpreting documents of law in the NPC Standing
Committee’s place.
c) The Standing Committee has
not paid as much attentions to its law interpreting duties as it
should.
The Law on Legislation enacted
in 2000, then, furnishes a 6-clause description on an
interpretation of law. It is a valuable amplification of China’s
legal interpretation framework. The modernization of the system
relies on its further improvement and faithful observance of these
provisions.
2) A number of the Standing
Committee’s powers in legislative supervision have remained
nominal. Many documents of law filed with the Standing Committee
have not been properly studied. None of the administrative acts,
local regulations, autonomous statutes or specific rules have been
nullified so far. The impotency in the Standing Committee’s
legislative supervision has been brought by these factors:
a) Legislation often means
policy making. Supervision of it is not practically accepted by
people in office in China because of the deeply rooted feudalist
tradition of autocracy and centralized power.
b) The thinking of “the
National People’s Congress is merely ‘rubber-stamp’” die hard.
Under such thinking, it is difficult for the NPC Standing
Committees to nullify any documents of law enacted by the central
and local governments.
c) Some relationships have to
be rectified for the legislature to perform its legislation
supervisory power efficiently. These relationships include those
between the political party in power, the government and the organ
of state power, as well as those between central and local
authorities.
d) The incomplete legislative
institution also prevents the NPC Standing Committee from fully
exercising its legislation supervisory power.
2. Extra Vires Legislations
Cases have been found where the
NPC Standing Committee enacted laws by exceeding its power limits.
This calls for countermoves to avert the threat against the
country’s legislative endeavors.
According to stipulations of
the Constitution, the NPC Standing Committee’s supplements and
amendments to a law enacted by the NPC should not contravene the
basic principles of the original. Yet, breaches have been found
with the Standing Committee’s modifications. In one of its
amendments to the Criminal Law, for example, some panel
imprisonments have been altered to death penalties. It is an
overstepping of power provided by the Constitution.
The Constitution ordains the
NPC Standing Committee powers to enact and amend the laws while
clearing NPC legislative authority. However, the Standing Committee
has been enacting laws by transgressing the NPC’s authority in
certain cases.
(China.org.cn September 28, 2003)